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Showing 12 to 21 of 221 search results for including legal form as provided for in the register.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Using Connect to submit EMIR notifications and applications

    Markets Markets policy Published: 24/05/2016 Last modified: 11/01/2023
    All counterparties must register on the FCA Connect system in order to submit European Market Infrastructure Regulation (EMIR) notifications and applications. We explain the submission process.

  3. Limited Network Exclusion (LNE)

    Tasks for firms Published: 19/09/2017 Last modified: 03/05/2024
    The FCA provides information on the exclusion that applies to providers of limited network payment instruments, such as some shopping centre gift cards.

  4. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

  5. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  6. Apply to become a debt firm

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a debt advice, debt collection or debt purchaser firm, or if you conduct debt administration.

  7. Reporting sanctions evasions

    Firms Markets Last modified: 20/05/2022
    If you have information about sanctions evasion or weaknesses in sanction controls we want you to report it to us.

  8. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  9. 2017 Disclosure Log

    Last modified: 16/11/2023
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

  10. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 17/07/2023
    Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards.

  11. A to Z of financial terms - Including legal form as provided for in the register

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.