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Showing 152 to 161 of 767 search results for importance of culture.

152. Culture and Governance

     Read about the FCA's work on culture and governance, including details of how to get involved.

153. FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings

     Press Releases Published: 11/12/2013 Last modified: 25/11/2021
     The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes.

154. What firms and customers can expect from the consumer duty and other regulatory reforms

     Speeches Published: 29/09/2022 Last modified: 29/09/2022
     Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at City and Financial Global.

155. FCA fines five banks £1.1 billion for FX failings and announces industry-wide remediation programme

     Press Releases Published: 12/11/2014 Last modified: 04/11/2019
     The Financial Conduct Authority (FCA) has imposed fines totalling £1,114,918,000 ($1.7 billion) on five banks for failing to control business practices in their G10 spot foreign exchange (FX) trading operations: Citibank N.A. £225,575,000 ($358

156. FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly

     Press Releases Published: 24/02/2015 Last modified: 24/02/2015
     It is also a fundamental regulatory requirement. This case serves as an important reminder to firms of the importance of managing conflicts of interest effectively by implementing a robust control environment ... the weaknesses in its control environment,

157. Remuneration

     Tasks for regulated firms Published: 08/05/2015 Last modified: 07/03/2023
     Find the remuneration rules from the FCA

158. Working here

     Published: 28/09/2016 Last modified: 11/01/2024
     Find out what it's like to work here, and how we help our people achieve a healthy work-life balance.

159. Operational Resilience

     Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
     We set out the requirements of our policy and how to report an operational disruption.

160. Leading the Way on Regulation

     Speeches Published: 16/05/2019 Last modified: 17/05/2019
     Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  

161. FSA - Treating customers fairly - culture [pdf]

     Archive Published: 24/07/2007 Last modified: 03/08/2016

162. Modelling integrity through culture

     Speeches Published: 19/11/2013 Last modified: 19/11/2013
     Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.