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Showing 142 to 151 of 210 search results for importance of culture in driving.
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Culture and Governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
Regulatory Sandbox accepted firms
Firms that have been accepted into the Regulatory Sandbox, including previous cohorts. -
Occasional Paper No. 13: Economics for Effective Regulation
In particular, it:. incorporates more explicit and structured consideration of behavioural biases and competition problems – both of which are increasingly recognised by regulators as playing an important role in driving poor ... effective. stresses -
London FinTech Week 2016 - innovation in RegTech
Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at London FinTech Week 2016. -
Regulatory co-operation between the UK and US: now and in the future
Panel appearance by Nausicaa Delfas, Executive Director of International at the BritishAmerican Business Transatlantic Finance Forum, New York City -
Effective global regulation in capital markets
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London -
MiFID II and the fight against financial crime
FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime. -
Charles Randell speech at the Annual Public Meeting 2018
Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Annual Public Meeting at the QEII Centre, Westminster. -
Senior Managers and Certification Regime Banking Stocktake Report
The findings of our review into the embedding of the Senior Managers and Certification Regime (SM&CR) in the banking sector. The SM&CR was introduced for deposit-taking firms and dual-regulated investment firms (the banking sector) in March 2016. -
From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry. -
FCA sets out approach to Non-Executive Directors and the Senior Managers Regime
This clear line of accountability can have a positive effect on the culture of firms and on outcomes for consumers and markets. ... The importance of robust internal whistleblowing procedures within firms was a key conclusion of the Parliamentary