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Showing 1 to 11 of 140 search results for importance of culture in driving behaviours of firms.

1. Culture and Governance

   Read about the FCA's work on culture and governance, including details of how to get involved.

2. Culture and governance

   Speeches Published: 11/11/2015 Last modified: 24/11/2015
   Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the MetricStream Governance, Risk and Compliance Summit in London. This is the text of the speech as drafted, which may differ from the delivered version.

3. Leadership and management capabilities

   Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
   Read about the FCA's work on culture and governance, including details of how to get involved.

4. Recognition and incentives

   Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
   Read about the FCA's work on culture and governance, including details of how to get involved.

5. The importance of culture in driving behaviours of firms and how the FCA will assess this

   Speeches Published: 19/04/2013 Last modified: 18/07/2013
   Speech by Clive Adamson, Director of Supervision, the FCA, at the CFA Society - UK Professionalism Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

6. Diversity and inclusion: Driving change in our industry

   Speeches Published: 22/11/2022 Last modified: 23/11/2022
   Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the ABI D&I Conference.

7. Senior Managers and Certification Regime

   Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
   The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

8. Learning the lessons of the past as an industry

   Speeches Published: 02/12/2014 Last modified: 04/02/2015
   In my view they did it because they operated in a culture in which they believed, at best, that poor behaviour would be excused by the results for the firm, and ... Firms need to think about where risks might arise and how to control them: the need to

9. The hallmarks of a future-fit workforce

   Speeches Published: 05/03/2024 Last modified: 05/03/2024
   Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at TheCityUK and Financial Services Skills Commission Future Skills Conference.

10. Realising the benefits of purposeful leadership

    Speeches Published: 01/11/2018 Last modified: 01/11/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham.

11. From regulator to firm to consumer: a virtuous chain of events

    Speeches Published: 18/03/2021 Last modified: 18/03/2021
    Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, delivered at the Building Ethnic Diversity and Inclusion in Investment Management - Report Launch.