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Showing 121 to 130 of 173 search results for implementation proposals for MiFID II.

  1. Investor engagement in a changing regulatory landscape

    Speeches Published: 13/07/2015 Last modified: 14/07/2015
    Of course, the debate in relation to the connection between research and dealing commission has now very much moved to the European stage, due to the development of proposals under MIFID ... II. ESMA provided its final advice to the European Commission

  2. Maintaining market confidence: an update on Brexit

    Speeches Published: 05/11/2018 Last modified: 05/11/2018
    Speech delivered by Nausicaa Delfas, Executive Director of International at the City and Financial: 3rd UK Financial Services Brexit Summit

  3. Business Plan 2023/24

    Corporate documents Business plans Published: 05/04/2023 Last modified: 13/11/2023
    The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

  4. CP16/9: FCA regulated fees and levies: rates proposals 2016/17

    Consultation papers Published: 04/04/2016 Last modified: 10/08/2021
    We are consulting on our proposed 2016/17 regulatory fees and levies

  5. TR14/13 - Best execution and payment for order flow

    Thematic reviews Published: 31/07/2014 Last modified: 31/07/2014
    Additional obligations in the recast Markets in Financial Instruments Directive (MiFID II) are intended to address some of the specific weaknesses observed in this work, in particular regarding the adequacy of ... monitoring. So firms need to improve

  6. FSA CP13/9: Implementation of the Alternative Investment Fund Managers Directive Part 2

    Consultation papers Published: 19/03/2013 Last modified: 30/08/2015
    We are consulting on transposing the Alternative Investment Fund Managers Directive (AIFMD) in the UK.

  7. PS21/20: Changes to UK MiFID’s conduct and organisational requirements

    Policy statements Published: 30/11/2021 Last modified: 30/11/2021
    We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9.

  8. 2017 Disclosure Log

    Last modified: 16/11/2023
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

  9. CP15/27: UCITS V implementation and other changes to the Handbook affecting investment funds

    Consultation papers Published: 03/09/2015 Last modified: 18/01/2017
    CP15/27: UCITS V implementation and other changes to the Handbook affecting investment funds. ... CP15/27: UCITS V implementation and other changes to the Handbook affecting investment funds (PDF).

  10. CP15/25: Changes to the Approved Persons Regime for insurers not subject to Solvency II: reforms for larger Non-Directive Firms, feedback on CP 15/15, forms, consequentials and transitional aspects

    Consultation papers Published: 13/08/2015 Last modified: 24/11/2015
    The proposals in this CP are unlikely to be of practical relevance to approved persons of Appointed Representatives of these firms. ... For more information see:. see CP15/15 Changes to the Approved Persons Regime for insurers not subject to Solvency II.
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