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Showing 51 to 60 of 386 search results for impact of MiFID II.

  1. PRIIPs Regulation

    Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

  2. FCA calls on firms to act following review of costs and charges disclosure in the investment sector

    Press Releases Published: 28/02/2019 Last modified: 28/02/2019
    The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted

  3. Information on MiFID 2 transaction reporting - February 2020

    FOI Release Date of Release: 07/02/2020
    FCA provides information on Mifid 2 transaction reporting.

  4. UK equity trading costs continue to decline

    Insight Published: 02/11/2016 Last modified: 17/02/2017
    We also looked at two other aspects of execution quality – price impact and quoted depth. ... The lower the impact a large trade has on the price, the better the execution quality.

  5. Market Watch 72

    Newsletters Published: 11/01/2023 Last modified: 11/01/2023
    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients

  6. Review on disclosure of costs by asset managers

    Multi-firm reviews Published: 28/02/2019 Last modified: 28/02/2019
    We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are.

  7. Abnormal Trading Volume Ratio

    Data Published: 09/07/2019 Last modified: 12/10/2020
    In the FCA's 2018/19 Annual Report it published a new measure of market cleanliness – the Abnormal Trading Volume ratio (ATV).

  8. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 04/03/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

  9. Instrument Reference Data

    Markets Transaction reporting Published: 30/05/2016 Last modified: 29/09/2022
    Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data.

  10. FCA update on share trading obligations

    Statements Published: 29/05/2019 Last modified: 29/05/2019
    ESMA has today published a statement on the revised scope of the EU’s share trading obligation (STO) under a no-deal scenario, following their initial announcement on 19 March 2019.