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Showing 81 to 90 of 176 search results for guidance set out in Primary Market Bulletin No.

81. FSA - Primary Market Bulletin No.4: Text amended [pdf]

    Newsletters Published: 06/12/2012 Last modified: 03/08/2016
    The listing and prospectus regimes are separate. An issuer who requires its securities to be admitted to the Official List maintained by the UKLA must apply to us for those securities to be listed. The issuer must then meet whichever set of listing

82. FS22/4: ESG integration in UK capital markets

    Feedback statements Published: 29/06/2022 Last modified: 29/06/2022
    We summarise feedback to our discussion chapter (in CP21/18) on environmental, social and governance (ESG) integration in UK capital markets and set out our potential next steps.

83. FAMR Baseline tracking

    External research Published: 24/09/2018 Last modified: 24/09/2018
    The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer

84. The sponsor regime

    Primary markets Published: 04/05/2016 Last modified: 26/03/2024
    Sponsors are firms we approve to advise premium listed companies on their obligations under the listing regime. Read more about the regime and being a sponsor.

85. Primary Markets enforcement outcomes

    Published: 18/02/2021 Last modified: 07/11/2023
    A list of recent Primary Markets enforcement outcomes.

86. Policy development update

    News stories Published: 02/07/2020 Last modified: 10/09/2021
    The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.

87. Our secondary objective

    About us What we do Published: 13/10/2023 Last modified: 13/12/2023
    The FCA's secondary objective supports the international competitiveness and growth of the UK economy in the medium to long term.

88. Short selling

    Markets Short selling Published: 12/05/2016 Last modified: 28/11/2023
    We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers.

89. Listing applications and cancellations

    Primary markets Published: 01/05/2016 Last modified: 26/03/2024
    Find out how to book a listing hearing, submit a listing application or cancel securities from the Official List.

90. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 17/04/2024
    Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.