Search results
Showing 121 to 130 of 176 search results for guidance set out in Primary Market Bulletin No.
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Investor engagement in a changing regulatory landscape
The key area of focus for the market study will be primary market activities (such as ECM and DCM activity, M&A and acquisition financing).Related activities such as corporate broking ... will also be in scope, but only insofar as those activities affect -
Financial Crime: analysis of firms’ 2017-2020 REP-CRIM data
The FCA provides analysis of the annual financial crime data return (REP-CRIM) submissions for the 3 reporting periods between 2017-2020. -
MiFID II: The future of European trading in the balance
Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
Disruptive innovation in financial markets
Speech by Mary Starks, Director of Competition, FCA, delivered at the OECD (Organisation for Economic Cooperation and Development), Paris. This is the text of the speech as drafted, which may differ from the delivered version. -
Market Watch 73
In this edition we share our observations and findings from our recent market abuse peer review into firms that offer Contracts for Difference products and spread bets. -
Evolving the FCA's approach to markets regulation
Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version. -
The future of pensions: act today to plan for tomorrow
Speech by Nikhil Rathi delivered at JP Morgan Pensions and Savings Symposium -
FCA outcomes and metrics
The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them. -
Our Perimeter Report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
The FCA’s second phase of reform of the Listing Rules: Increasing transparency and encouraging more market participation
Speech by Clare Cole, FCA Director of Market Oversight, to The Regulation of Listed Companies Summit