Search results
Showing 61 to 70 of 312 search results for gave an individual a Warning Notice.
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2024 fines
Enforcement fines published in 2024. -
Primary Market Bulletin 32
Welcome to the 32nd edition of the Primary Market Bulletin (PMB) -
Loan fee fraud
Every year the FCA receives hundreds of reports of loan fee fraud, with victims reporting an average loss of £260. Find out how to spot the warning signs. -
Financial Services Register
The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered. -
Change in Control
Find out when you need to notify us to acquire or change control in a firm that we regulate. -
British Steel Pension Scheme redress calculations
Find out how the redress calculations will be made, and what to do if you think any of the information used is wrong. -
2015 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. -
The FCA and innovation
Speech by Christopher Woolard, director of strategy and competition, FCA. -
AIFMD updates
There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms. -
Unfair contract terms library
The FCA's work on unfair contract terms including past undertakings, agreements and other publications.