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Showing 61 to 70 of 606 search results for gainmax capital limited.

  1. Globus Capital Associates Limited (GCAL)

    Warnings Published: 30/01/2015 Last modified: 30/01/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  2. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

  3. Final Notice 2021: Sapien Capital Limited [pdf]

    Final notices Published: 06/05/2021
    This Final Notice (Sapien Capital Limited) refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty.

  4. London Capital Trading (www.lct-limited.com; www.lct-investing.com) (clone of FCA authorised firm)

    Warnings Published: 28/09/2010 Last modified: 03/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  5. Final Notice 2018: Capital Steel Limited [pdf]

    Final notices Published: 19/11/2018
    This final notice (Capital Steel Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Options Tech Limited t/a CMA Capital

    Warnings Published: 18/05/2018 Last modified: 18/05/2018
    Options Tech Limited t/a CMA Capital is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  7. Final Notice 2020: Blue Gate Capital Limited [pdf]

    Final notices Published: 18/12/2020
    This Final Notice (Blue Gate Capital Limited) refers to breaches of PRIN 2 and PRIN 7 related to financial promotions in the asset management sector. We imposed a requirement to pay restitution and a public censure.

  8. Final Notice 2022: Arumpro Capital Limited [pdf]

    Final notices Published: 18/01/2022
    This Final Notice (Arumpro Capital Limited) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We

  9. Global Capital Wealth Ltd

    Warnings Published: 16/10/2015 Last modified: 16/10/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  10. Final Notice 2022: Automotive Capital Management Limited [pdf]

    Final notices Published: 21/10/2022
    This final notice refers to a failure to satisfy the appropriate resources (non-financial) and suitability threshold conditions and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.