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Showing 182 to 191 of 501 search results for fitness/propriety in the mortgages sector.
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FCA Decision Notice 2016: Andrew Barry Hart [pdf]
This decision notice refers to breaches of FIT related to a lack of fitness and propriety in the consumer credit sector. We have decided to impose a prohibition. -
Final Notice 2016: Tariq Carrimjee [pdf]
This final notice refers to breaches of APER 2 and FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a fine and prohibition. -
Final Notice 2021: Simon John Varley [pdf]
This Final Notice refers to Section 63A FSMA and breaches relating to APER 1 and FIT relating to a lack of honesty and integrity in the investment advisory sector. We imposed a fine and a prohibition. -
FCA Final Notice 2014: Andrew Barlas [pdf]
This final notice refers to breaches of PRIN 1 related to mortgage fraud in the mortgages sector. We imposed a public censure. -
Request for mortgage data - May 2021
The FCA provides mortgage sales data from the Product Sales Data publication. -
Final notice 2015: Vroni O'Brien [pdf]
This final notice refers to breaches of APER 2, APER 7, FIT and CASS related to a lack of fitness/propriety, client money/assets and failing to act on information appropriately in the general insurance and protection sector. We imposed a fine and -
FCA Final Notice 2013: Vandana Madhukar Parikh [pdf]
This final notice refers to breaches of APER 2 related to lack of fitness/propriety in the trading firms sector. We imposed a fine. -
Mortgages Product Sales Data (PSD) Tables 2019 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us quarterly. These tables are for 2019. -
Mortgages Product Sales Data (PSD) Tables 2018 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us quarterly. These tables are for 2018. -
Mortgages Product Sales Data (PSD) Tables 2017 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us quarterly. These tables are for 2017.