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Showing 182 to 191 of 501 search results for fitness/propriety in the mortgages sector.

  1. FCA Decision Notice 2016: Andrew Barry Hart [pdf]

    Decision notices Published: 14/07/2016 Last modified: 14/07/2016
    This decision notice refers to breaches of FIT related to a lack of fitness and propriety in the consumer credit sector. We have decided to impose a prohibition.
  2. Final Notice 2016: Tariq Carrimjee [pdf]

    Final notices Published: 28/11/2016
    This final notice refers to breaches of APER 2 and FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a fine and prohibition.
  3. Final Notice 2021: Simon John Varley [pdf]

    Final notices Published: 15/04/2021
    This Final Notice refers to Section 63A FSMA and breaches relating to APER 1 and FIT relating to a lack of honesty and integrity in the investment advisory sector. We imposed a fine and a prohibition.
  4. FCA Final Notice 2014: Andrew Barlas [pdf]

    Final notices Published: 24/09/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 related to mortgage fraud in the mortgages sector. We imposed a public censure.
  5. Request for mortgage data - May 2021

    FOI Release Date of Release: 04/05/2021
    The FCA provides mortgage sales data from the Product Sales Data publication.
  6. Final notice 2015: Vroni O'Brien [pdf]

    Final notices Published: 17/12/2015 Last modified: 17/12/2015
    This final notice refers to breaches of APER 2, APER 7, FIT and CASS related to a lack of fitness/propriety, client money/assets and failing to act on information appropriately in the general insurance and protection sector. We imposed a fine and
  7. FCA Final Notice 2013: Vandana Madhukar Parikh [pdf]

    Final notices Published: 06/08/2013 Last modified: 19/05/2015
    This final notice refers to breaches of APER 2 related to lack of fitness/propriety in the trading firms sector. We imposed a fine.
  8. Mortgages Product Sales Data (PSD) Tables 2019 [xlsx]

    Data Published: 23/10/2019
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us quarterly. These tables are for 2019.
  9. Mortgages Product Sales Data (PSD) Tables 2018 [xlsx]

    Data Published: 23/10/2018
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us quarterly. These tables are for 2018.
  10. Mortgages Product Sales Data (PSD) Tables 2017 [xlsx]

    Data Published: 24/10/2017
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages sector submit product transaction data to us quarterly. These tables are for 2017.