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Showing 242 to 251 of 21578 search results for firm's culture.
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Culture and Governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
FCA Research into the issue of de-risking
The firms we regulate have commercial freedom, subject to some restrictions, to choose who they do business with. ... No firm, individual or business is named in the report. Overall, the report finds that:. -
House of Commons Treasury Committee’s ‘Sexism in the City’ report
The FCA shares the Committee’s view that there is an important role for regulators to play. -
FSA requires action of the HSBC Group
The Financial Services Authority (FSA), as lead regulator for the HSBC Group globally, is taking action in relation to issues in respect of HSBC’s compliance with anti-money laundering rules and US sanctions requirements. -
Fast-growing firms (FGFs) multi-firm review
We summarise our findings and set out our expectations of FCA solo-regulated fast-growing firms to identify, assess and manage the risks arising from their activities. -
Finding opportunity in a world of uncertainty
Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference. -
Four building blocks of efficient capital markets
Speech by David Lawton, Director of Markets, FSA at the Practising Law Institute Conference -
Money laundering registration
Find out about money laundering registration, including when to register, de-register or tell the FCA about a change. -
CP21/13: A new Consumer Duty
We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers -
FCA publishes its Business Plan for 2018/19
The FCA has published its Business Plan for 2018/19 which sets out the key priorities for the coming year. -
Guidance on the duty of responsibility: PS17/9
In this Policy Statement, we set out guidance in the Decision Procedure and Penalties Manual (DEPP) on how we will enforce the ‘duty of responsibility’.