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Showing 61 to 70 of 2191 search results for firm complaints data for 2015.

61. Prudential valuation reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    UK banks, designated investment firms or full-scope IFPRU investment firms must send us or the PRA a Prudent Valuation Return every three months.

62. Compliance reporting: banks

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about reporting for banks, building societies and designated investment firms.

63. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    You are, within your respective firms, also, I hope, performing those functions I have described. ... To do that successfully requires firms to use their judgement and common sense.

64. Commentary on the aggregate complaints data 2014 H2 [pdf]

    Data Published: 30/09/2015 Last modified: 03/08/2016
    Commentary on the aggregate sector wide firm complaints data for 2014 H2. Including opened, closed, upheld, speed of closure and redress.

65. Advice checker: defined benefit pension transfers

    Know your rights Published: 04/06/2020 Last modified: 21/04/2022
    Find out if the pension transfer advice you received was right for you, and what to do if you think it wasn’t.

66. Reporting requirements: insurance firms

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    The Prudential Regulation Authority (PRA) is responsible for the prudential regulation of insurance companies. Learn more about the requirements for reporting.

67. Product sales data reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about how to submit product sales data or report a 'nil' return.

68. Appointed representatives and networks

    Tasks for firms Published: 05/08/2015 Last modified: 19/07/2023
    Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business.

69. Payment Services Regulations 2017 and Electronic Money Regulations 2011

    Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
    The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.

70. The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI)

    Statements Published: 02/10/2015 Last modified: 18/08/2017
    easier for the FCA to act if it becomes concerned that firms are not handling PPI complaints appropriately. ... We will continue to monitor firms’ handling of PPI complaints under our current rules.