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Showing 321 to 330 of 828 search results for financial crime risks in trade.
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Speech: Shadow banking - the potential risks and rewards
Issues to consider here are risks to stability and direct risks to consumers. ... The risks to consumers from MBF typically arise from hidden risk. -
FCA stops BDSwiss offering contracts for differences (CFDs) to UK customers
The FCA has acted to stop a Cypriot-based firm, BDSwiss Holding Plc, and other members of the BDSwiss Group from offering high risk contracts for differences (CFDs) to UK investors. -
Statement on use of the Temporary Transitional Power to modify the UK’s derivatives trading obligation
We welcome the announcement of a Trade and Cooperation Agreement and the Joint Declaration on financial services regulatory cooperation. -
Meeting the pace of technological change
Speech by Nick Cook, Director of Innovation at the FCA, delivered at the Chief Data Officer Exchange Financial Services conference in London -
FCA sets clear plan for next 12 months
In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further investment and increased resources. -
Recent developments in financial markets
Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing. -
Innovation and improving outcomes
Speech by Christopher Woolard, Director of Strategy and Competition, delivered at the Global Digital Banking Conference on 16 June 2016 in London. -
FCA Research into the issue of de-risking
to the financial crime risks the customer might pose. ... The report does note some potential pathways towards mitigating this issue may lie in balancing costs and risks between banks and high risk sectors, and a better developed understanding of how -
Money laundering and supervising trusted professionals
OPBAS one year on report, highlights supervision and money laundering awareness failings and sets out ways to improve standards. -
The power of benchmarks: an analysis of the ICE swap rate
In March 2015, the UK’s regulated benchmark regime was expanded to include seven additional financial benchmarks – among them the ICE swap rate. ... In other words, it is cheaper to trade electronically under the ICE swap rate regime.