Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 71 to 80 of 5212 search results for final%20notice.

  1. Reaping the rewards of investing in women

    Speeches Published: 16/04/2024 Last modified: 24/04/2024
    Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference
  2. Final Notice 2024: Link Fund Solutions Limited [pdf]

    Final notices Published: 11/04/2024
    This Final Notice refers to a failure by Link Fund Solutions Limited to act with due skill, care and diligence in carrying out its role as Authorised Corporate Director of the Woodford Equity Income Fund. We imposed a requirement to pay restitution
  3. FCA sets out findings against Link Fund Solutions

    Press Releases Published: 11/04/2024 Last modified: 11/04/2024
    Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA.
  4. PS24/2: Strengthening protections for borrowers in financial difficulty: Consumer credit and mortgages [pdf]

    Policy statements Published: 10/04/2024
    The FCA confirms its final rules to strengthen protections for borrowers in financial difficulty.
  5. New way of paying for investment research proposed by the financial regulator

    Press Releases Published: 10/04/2024 Last modified: 10/04/2024
    We have put forward plans for a new way to pay for investment research. 
  6. PS24/2: Strengthening protections for borrowers in financial difficulty: Consumer credit and mortgages

    Policy statements Published: 10/04/2024 Last modified: 10/04/2024
    The FCA confirms its final rules to strengthen protections for borrowers in financial difficulty.
  7. The Financial Resilience Survey data

    Data Published: 04/04/2024 Last modified: 04/04/2024
    The FCA presents the results of the final Financial Resilience Survey issued in October 2023.
  8. CP24/5: Digital Securities Sandbox joint Bank of England and FCA Consultation Paper

    Consultation papers Published: 03/04/2024 Last modified: 03/04/2024
    Our joint consultation paper with the Bank of England on our approach to setting up the new digital securities sandbox (DSD).
  9. Financial Penalty Scheme

    Corporate documents Published: 02/04/2024 Last modified: 03/04/2024
    Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms.
  10. FG24/1: Finalised guidance on financial promotions on social media

    Finalised guidance Published: 26/03/2024 Last modified: 26/03/2024
    We clarify our expectations on how financial promotions are communicated on social media. We also summarise and respond to feedback to GC23/2.