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Showing 141 to 150 of 5215 search results for final%20notice.
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Financial Advice Working Group: Foreward to the final reports [pdf]
Prepared by the Nick Prettejohn, Chair of the Financial Advice Working Group for HM Treasury and the Financial Conduct Authority -
Investment Firms Prudential Regime (IFPR)
The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022. -
Redacted Final Notice: 2008 [pdf]
Redacted Final Notice: 2008 -
Investment and corporate banking market study: Final report: MS15/1.3 [pdf]
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Final Notice 2022: TFS Loans Ltd (in administration) [pdf]
This Final Notice (TFS Loans Ltd in administration) refers to breaches of the Principle 6 and 3 and CONC related to the unfair treatment of customers acting as guarantors in the consumer credit sector. A financial penalty has been imposed and TFS -
Apply to become a home finance provider
Find out how to apply to the FCA for authorisation if you’re a non-bank lender, lifetime mortgage provider or third-party mortgage administrator. -
Final Notice 2015: Quick Purchase [pdf]
This Final Notice refers to breaches of PRIN 6 and MCOB (Mortgage Conduct of Business Rules) related to unfair treatment of customers in the sale and rent back sector. We imposed a fine and redress. -
FSA sanctions final report [pdf]
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2020 fines
This page contains information about enforcement fines published during the calendar year ending 2020. -
2019 fines
This page contains information about enforcement fines published during the calendar year ending 2019.