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Showing 131 to 140 of 5231 search results for final%20notice.

  1. Final Notice 2023: DMA Developments Ltd [pdf]

    Final notices Published: 07/12/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2023: Felicitas Management Investment Services Ltd [pdf]

    Final notices Published: 07/12/2023
    This final notice refers to a cancellation of a Transitional Authorisation as a result of the withdrawal of authorisation by a home state competent authority. We imposed a cancellation.

  3. Credit reporting: Interim Working Group (IWG)

    Consumer credit firms Published: 05/12/2023 Last modified: 01/05/2024
    The interim working group (IWG) aims to produce recommendations to the FCA on the new Credit Reporting Governance Body. Find out more about this work.

  4. MS19/1.3: Credit Information Market Study Final Report [pdf]

    Market studies Published: 05/12/2023
    MS19/1.3: Credit Information Market Study Final Report.

  5. PS23/17: Remuneration: enhancing proportionality for small firms

    Policy statements Published: 05/12/2023 Last modified: 05/12/2023
    Our final policy on changes to the remuneration rules for dual-regulated firms to enhance the proportionality of the remuneration requirements that apply to small firms.

  6. Financial watchdog sets out credit information market improvements

    Press Releases Published: 05/12/2023 Last modified: 05/12/2023
    People will find their credit files better reflect their financial circumstances, under proposals announced by the Financial Conduct Authority (FCA).

  7. CP23/26: Implementing the Overseas Funds Regime (OFR)

    Consultation papers Published: 04/12/2023 Last modified: 04/12/2023
    We’re consulting on rules and guidance to integrate the OFR into our Handbook and to enable recognition of overseas funds from jurisdictions approved by the Treasury.

  8. PS23/16: Sustainability Disclosure Requirements (SDR) and investment labels [pdf]

    Policy statements Published: 28/11/2023
    This Policy Statement (PS) contains our final rules and guidance to improve trust and transparency to the market for sustainable investment products.

  9. Final Notice 2023: David Nigel Lewis [pdf]

    Final notices Published: 27/11/2023
    This Final Notice refers to breaches of Principles for Business 6 and 7 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £26,800 is being made to the FSCS.

  10. Final Notice 2023: Susan Mary Jones [pdf]

    Final notices Published: 27/11/2023
    This Final Notice refers to breaches of Principles for Business 2 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £40,888 is being made to the FSCS.