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Showing 161 to 170 of 291 search results for failings in relation to LIBOR.

161. Moving towards a sustainable model of regulation

     Speeches Published: 03/11/2015 Last modified: 03/11/2015
     Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the ABI (Association of British Insurers) Conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

162. Primary Market Bulletin 33

     Newsletters Published: 29/03/2021 Last modified: 22/04/2021
     Welcome to the 33rd edition of the Primary Market Bulletin (PMB).

163. The institutionalisation of customer service

     Speeches Published: 12/03/2013 Last modified: 01/07/2013
     Speech by Martin Wheatley - Managing Director, Conduct Business Unit at the Chartered Institute for Securities & Investment

164. Service standards 2019/20

     Data Published: 24/06/2020 Last modified: 24/06/2020
     The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.

165. Business Plan 2023/24

     Corporate documents Business plans Published: 05/04/2023 Last modified: 13/11/2023
     The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

166. Tribunal upholds FCA fine on firm for misselling complex investments

     Press Releases Published: 27/11/2013 Last modified: 17/12/2013
     The Upper Tribunal (Tribunal) has upheld the decision of the Financial Conduct Authority (FCA) to fine Scottish firm Westwood Independent Financial Planners (Westwood) £100,000 for communications and suitability failings in ... The Tribunal agreed with

167. Business Plan 2022/23

     Business plans Published: 07/04/2022 Last modified: 27/04/2022
     The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.

168. Statutory notices issued by the RDC

     Who we are Published: 19/07/2022 Last modified: 22/02/2024
     Find out more about warning notices and decision notices issued by the Regulatory Decisions Committee (RDC), the documents you’ll receive if you get one, and how to respond.

169. FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives

     Press Releases Published: 23/07/2014 Last modified: 23/07/2014
     FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives. ... Charles Palmer, the Group’s CEO, was the subject of a previous Final Notice in 2010, relating to earlier failings at Financial and Investments.

170. FCA statement on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries

     Statements Published: 16/08/2016 Last modified: 01/02/2017
     The Financial Conduct Authority (FCA) has today written to firms providing an update on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries, where it had proposed some changes to the rules and guidance in Chapter