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Showing 1 to 10 of 6336 search results for external reports.

  1. Annual Reports and Accounts 2019-20

    Last modified: 16/09/2020
    The FCA sets out its main areas of focus over 2019/20 including the coronavirus response and sector and cross-sector priorities as well as what it has achieved against its Business Plan priorities.
  2. Transaction reporting

    Markets Transaction reporting Published: 30/05/2016 Last modified: 16/09/2020
    A transaction report is data submitted to the FCA which contains information relating to a transaction. The FCA uses the reports to detect and investigate suspected market abuse. They may also be used for conduct supervision purposes and to support
  3. Loan fee fraud

    Scams Published: 19/04/2016 Last modified: 07/09/2020
    Have you been asked to pay an upfront fee when applying for a loan or credit? Find out why this may be a scam.
  4. Skilled person reviews

    About us How we regulate Published: 21/04/2016 Last modified: 15/09/2020
    Find out about skilled person reviews.
  5. Coronavirus (Covid-19)

    Last modified: 24/09/2020
    Information for firms and consumers on the Coronavirus (Covid-19)
  6. Protect yourself from scams

    ScamSmart Consumers Scams Last modified: 28/08/2020
    Find out how to protect yourself from the most common types of scams.
  7. Enforcement data – Annual Report 2019/20

    Data Published: 10/09/2020 Last modified: 10/09/2020
    This FCA enforcement data for the year 2019/20 forms part of the FCA's annual report 2019/20.
  8. Goldman Sachs (clone of FCA authorised firms)

    Warnings Published: 28/11/2012 Last modified: 04/09/2020
    Goldman Sachs International (clone firm)
  9. Committees

    About us Our structure Published: 07/04/2016 Last modified: 18/09/2020
    The FCA Board has several committees to which it delegates certain function/powers.
  10. External audit requirements for insurance intermediaries

    Tasks for regulated firms Published: 06/08/2015 Last modified: 06/09/2017
    Insurance intermediary audit requirements for firms.