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Showing 1 to 10 of 5654 search results for external reports.

1. External audit requirements for insurance intermediaries

   Tasks for regulated firms Published: 06/08/2015 Last modified: 06/09/2017
   Insurance intermediary audit requirements for firms.

2. Report a scam to us

   Scams Published: 05/03/2020 Last modified: 05/03/2020
   If you suspect you have been contacted by an unauthorised firm or individual carrying out an FCA-regulated activity report it by calling or emailing us.

3. External audit requirements for investment management and securities and futures firms

   Tasks for regulated firms Published: 06/08/2015 Last modified: 30/09/2016
   External audit requirements for investment management firms; securities and futures firms; or personal investment firms (not small) – which in any case is not a BIPRU investment firm, an exempt CAD firm (or an exempt BIPRU commodities firm).

4. Executive committees

   About us Our structure Published: 06/04/2016 Last modified: 16/03/2020
   Find out how our management structure operates to ensure markets work well so that customers get a fair deal.

5. External audit requirements for authorised professional firms

   Tasks for regulated firms Published: 06/08/2015 Last modified: 30/09/2016
   External audit requirements for authorised professional firms other than BIPRU investment firms and exempt CAD firms.

6. Financial Advisers

   Financial advisers Last modified: 31/03/2020
   Financial advisers must be up to speed with the latest, relevant policy to better serve consumers. Read our comprehensive resources for financial advisers here.

7. External audit requirements for BIPRU investment firms

   Tasks for regulated firms Published: 06/08/2015 Last modified: 30/09/2016
   External audit requirements for BIPRU investment firms (including exempt BIPRU commodities firms) or exempt CAD firms.

8. 2015 Disclosure Log

   Last modified: 30/01/2020
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

9. Investment Managers

   Investment managers Last modified: 24/03/2020
   Investment managers need to be authorised and utilise the available support to best help consumers. Find useful links, publications and expectations for investment management firms.

10. AIFMD

    Focus areas Published: 08/06/2016 Last modified: 30/11/2018
    The Alternative Investment Fund Managers Directive is a regulatory framework for AIFMs including private equity firms. Learn more about the aims and requirements of AIFMD.