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Showing 1 to 10 of 5657 search results for external reports.

  1. External audit requirements for authorised professional firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 30/09/2016
    External audit requirements for authorised professional firms other than BIPRU investment firms and exempt CAD firms.
  2. Report a scam to us

    Scams Published: 05/03/2020 Last modified: 13/05/2020
    Find out how to report a scam, unauthorised firm or individual to us.
  3. Committees

    About us Our structure Published: 07/04/2016 Last modified: 09/04/2020
    The FCA Board has several committees to which it delegates certain function/powers.
  4. Transparency

    How we operate Published: 06/04/2016 Last modified: 16/04/2020
    The FCA sets out to be as open and accountable as possible, so it can be scrutinised by consumers, firms and Parliament. To do this the FCA publishes information about regulated firms and individuals, or it requires firms and individuals to do so.
  5. External audit requirements for investment management and securities and futures firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 30/09/2016
    External audit requirements for investment management firms; securities and futures firms; or personal investment firms (not small) – which in any case is not a BIPRU investment firm, an exempt CAD firm (or an exempt BIPRU commodities firm).
  6. External audit requirements for insurance intermediaries

    Tasks for regulated firms Published: 06/08/2015 Last modified: 06/09/2017
    Insurance intermediary audit requirements for firms.
  7. External audit requirements for mortgage intermediaries, lenders or administrators

    Tasks for regulated firms Published: 06/08/2015 Last modified: 06/09/2017
    External audit requirements for mortgage intermediaries, lenders or administrators.
  8. External audit requirements for BIPRU investment firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 30/09/2016
    External audit requirements for BIPRU investment firms (including exempt BIPRU commodities firms) or exempt CAD firms.
  9. Unauthorised firms and individuals

    Scams Published: 04/04/2016 Last modified: 26/03/2020
    Check the Financial Services Register to ensure firms are authorised. If a firm is not on the Register check our unauthorised firms list.
  10. External audit requirements for small personal investment firms or service companies

    Tasks for regulated firms Published: 06/08/2015 Last modified: 30/09/2016
    Small personal investment firms or service companies requirements.