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Showing 151 to 160 of 362 search results for extend the Senior Managers Regime.

  1. Directory of certified and assessed persons

    Tasks for regulated firms Published: 05/09/2019 Last modified: 12/07/2021
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals
  2. Guidance on the duty of responsibility: PS17/9

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    In this Policy Statement, we set out guidance in the Decision Procedure and Penalties Manual (DEPP) on how we will enforce the ‘duty of responsibility’.
  3. Executive committees

    About us Our structure Published: 04/04/2016 Last modified: 22/12/2021
    Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.
  4. Extending the Senior Managers and Certification Regime: Cost-Benefit Analysis [pdf]

    Research Published: 04/07/2018
  5. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 
  6. Regulation round-up January 2016

    Newsletters Published: 21/01/2016 Last modified: 16/02/2016
    Mortgage Credit Directive (MCD). Statement: EBA guidelines on remuneration policies. Senior Managers Regime: Grandfathering notification. ... CP: Technical changes to the Senior Managers Regime. The Single Euro Payments Area (SEPA) compliance.
  7. PS19/20: Optimising the Senior Managers & Certification Regime and feedback to CP19/4 [pdf]

    Policy statements Published: 26/07/2019
  8. PS19/9: Applying the Senior Managers and Certification Regime to Claims Management Companies [pdf]

    Policy statements Published: 29/03/2019
  9. 2021 Disclosure Log

    Last modified: 17/05/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2021.
  10. CP19/4: Optimising the Senior Managers & Certification Regime and feedback to DP16/4 – Overall responsibility and the legal function [pdf]

    Consultation papers Published: 23/01/2019