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Showing 62 to 71 of 353 search results for evaluate firm culture and conduct.
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Culture and Governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
FCA proposes new measures to maintain firms’ focus on culture
The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The -
FCA Enforcement Conference: Our part in changing culture
Our approach is to tackle issues of misconduct at an earlier stage by focusing on firms’ conduct and looking closely at the root causes of behaviour that lead to poor consumer ... our penalties framework. lessons learned in the areas of consumer credit, -
2018 fines
This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212. -
Regulating in a recovery
Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Speech: Culture in UK banking – regulatory priorities
I will then speak from an economic perspective on why good conduct culture in banks is important for financial stability and growth.I will argue that our regime helps this culture ... Culture in financial services firms is critical to their ability to -
Whistleblowing in practice: Case studies
Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms. -
Sustainability
an issue; does the firm know who is accountable for what within their firms and do they hold them to account? ... We agree - financial incentive schemes are often a good clue to a firm’s culture. -
Data strategy 2020
The data strategy sets out the FCA's vision for 2024 and how it will make better use of its data and analytics to transform how it regulates and delivers its Mission. -
Personal accountability
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ -
Confidence to crisis and back
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version.