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Showing 32 to 41 of 218 search results for establish a formal basis.
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Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
Consumer investments data review 2020
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020. -
Regulatory Sandbox accepted firms
Firms that have been accepted into the Regulatory Sandbox, including previous cohorts. -
What does the future of insurance broking look like?
Speech by Simon Green, Head of General Insurance and Protection, the FCA, at the Incisive Media Insurance Age Regulation event, London. This is the text of the speech as drafted, which may differ from the delivered version. -
2017 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. -
Karina McTeague speech on retail banking and payments at the PayExpo 2017
Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the PayExpo 2017 on changes within the payments landscape. -
Consumer Investments: Strategy and Feedback Statement
The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. -
FCA response to the independent panels’ annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
MoU between the FSA and the US New Jersey Department of Banking and Insurance [pdf]
In light of the growing globalisation of insurance markets, the New Jersey Department of Banking and Insurance and the Financial Services Authority hereby enter into this Memorandum of Understanding to provide a formal basis for cooperation and -
Assessing suitability
FCA outlines the process you should follow to assess suitability of for a client -
FCA statement regarding Co-operative Bank
The FCA is already undertaking work to establish whether it should commence a formal enforcement investigation and expects to reach a conclusion shortly.