Search results
Showing 201 to 210 of 808 search results for ensure compliance with PSD2.
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Supervision of authorised funds
Information on how our supervision of UK authorised funds protects investors and maintains a competitive market environment. -
The business of social purpose
A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose. -
Consumer credit – Treating customers fairly
We set out why treating customers fairly should be at the heart of your business. -
DIGITAL CURRENCY MARKET
DIGITAL CURRENCY MARKET is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Early careers
Find out about the FCA's graduate, apprenticeship and summer internship opportunities, and how to apply. -
Merger Arbitrage Advisors
Merger Arbitrage Advisors is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals. -
Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR
Caplin failed to ensure the effective oversight of the firm’s compliance function and the timely and adequate implementation of recommendations made by an external compliance consultancy. ... stance in relation to the role of compliance staff in -
FCA asks banks to reconsider branch closures during coronavirus lockdown
Firms are reminded to consider the impact of national restrictions on compliance with the Principles, given our existing guidance on branch closures. -
Financial promotions data 2021
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2021 to 31 December 2021. -
2013 fines
Fines published during the calendar year ending December 2013.