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Showing 41 to 50 of 6469 search results for document and.

  1. Final Hurdle Ltd (www.final-hurdle.com) (clone of FCA authorised firm)

    Warnings Published: 05/08/2011 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
  2. Advanced EA Trade (advancedeatrades.com)

    Warnings Published: 13/05/2024 Last modified: 13/05/2024
    Advanced EA Trade (advancedeatrades.com) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  3. ARC Capital Consultants (clone of FCA authorised firm)

    Warnings Published: 03/08/2009 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
  4. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.
  5. Climate Financial Risk Forum (CFRF)

    Firms Published: 11/08/2019 Last modified: 12/06/2023
    The Climate Financial Risk Forum (CFRF) brings together senior financial sector representatives to share their experiences in managing climate-related risks and opportunities.
  6. FCA Connect

    Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
    FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.
  7. Short positions disclosed to us [xlsx]

    Data Published: 17/05/2024 Last modified: 17/05/2024
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.
  8. ROSEN AND STEVENSON BUSINESS ASSOCIATES

    Warnings Published: 14/05/2024 Last modified: 14/05/2024
    ROSEN AND STEVENSON BUSINESS ASSOCIATES is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. What we publish

    Last modified: 19/03/2024
    We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.
  10. Oversight Committee

    About us Who we are Published: 11/11/2019 Last modified: 01/09/2023
    The FCA Oversight Committee works with the Financial Ombudsman and the FSCS to ensure they can carry out their roles.