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Showing 212 to 221 of 384 search results for defined contribution pensions.

212. Fines

     Table of fines with links to further information.

213. Financial Penalty Scheme

     Corporate documents Published: 02/04/2024 Last modified: 03/04/2024
     Find out how the FCA's Financial Penalty Scheme works and how we use retained penalties for the benefit of firms.

214. FG17/9: Summary of feedback received [pdf]

     Finalised guidance Published: 27/10/2017
     A summary of feedback we received to GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers.

215. REP025 data item: FAQs

     Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
     Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

216. The changing face of financial crime

     Speeches Published: 30/06/2013 Last modified: 05/04/2023
     Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London.

217. Final Notice 2023: Lighthouse Advisory Services Limited [pdf]

     Final notices Published: 15/05/2023
     This Final Notice refers to breaches of Principles 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We published a public censure

218. Hartley Pensions Limited enters administration

     News stories Published: 28/07/2022 Last modified: 24/05/2024
     On 29 July 2022 the directors of Hartley Pensions appointed Peter Kubik and Brian Johnson of UHY Hacker Young LLP as joint administrators at the request of the FCA.

219. The Evolution of the Mortgage Market

     Speeches Published: 11/03/2015 Last modified: 11/03/2015
     If we are living longer, our pensions will need to last longer and we know from various studies that in the UK we have a serious pension’s gap. ... result of declining pensions savings/larger outstanding mortgages and increased levels of debt.

220. Final Notice 2022: Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants) (in liquidation) [pdf]

     Final notices Published: 02/12/2022
     This Final Notice (Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants)) refers to breaches of Principles 3, 7 and 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We

221. Leading the Way on Regulation

     Speeches Published: 16/05/2019 Last modified: 17/05/2019
     Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  

222. Prescribed Persons Annual Report 2022/23

     Data Published: 20/07/2023 Last modified: 20/07/2023
     The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023.