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Showing 212 to 221 of 381 search results for defined contribution pensions.

212. Fines

     Table of fines with links to further information.

213. Final Notice 2023: Lighthouse Advisory Services Limited [pdf]

     Final notices Published: 15/05/2023
     This Final Notice refers to breaches of Principles 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We published a public censure

214. The changing face of financial crime

     Speeches Published: 30/06/2013 Last modified: 05/04/2023
     Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London.

215. Hartley Pensions Limited enters administration

     News stories Published: 28/07/2022 Last modified: 01/03/2024
     On 29 July 2022 the directors of Hartley Pensions appointed Peter Kubik and Brian Johnson of UHY Hacker Young LLP as joint administrators at the request of the FCA.

216. Final Notice 2022: Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants) (in liquidation) [pdf]

     Final notices Published: 02/12/2022
     This Final Notice (Pembrokeshire Mortgage Centre Limited (trading as County Financial Consultants)) refers to breaches of Principles 3, 7 and 9 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We

217. Leading the Way on Regulation

     Speeches Published: 16/05/2019 Last modified: 17/05/2019
     Speech delivered by Karina McTeague, Director of General Insurance and Conduct Specialists Supervision, at the British Insurance Brokers' Association (BIBA) Conference 2019.  

218. Information on the number of regulated advice firms who have given up defined benefit (DB) pension transfer permissions - March 2020

     FOI Release Date of Release: 20/03/2020
     The Information on the number of regulated advice firms who have given up defined benefit (DB) pension transfer permissions between 1 April 2019 and 28 February 2020.

219. The Evolution of the Mortgage Market

     Speeches Published: 11/03/2015 Last modified: 11/03/2015
     If we are living longer, our pensions will need to last longer and we know from various studies that in the UK we have a serious pension’s gap. ... result of declining pensions savings/larger outstanding mortgages and increased levels of debt.

220. Prescribed Persons Annual Report 2022/23

     Data Published: 20/07/2023 Last modified: 20/07/2023
     The FCA is reporting on the whistleblowing disclosures made to it, under the Prescribed Persons Regulations 2017 covering April 2022 to 31 March 2023.

221. FSA data items FAQs

     Published: 09/05/2016 Last modified: 19/05/2023
     On this page we provide guidance and information for firms on how to complete FSA reports.

222. The Importance of Diversity

     Speeches Published: 05/02/2019 Last modified: 08/02/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, at the PIMFA Wealth of Diversity Conference 2019.