Search results

Showing 192 to 201 of 381 search results for defined contribution pensions.

192. Fines

     Table of fines with links to further information.

193. Information on companies who hold defined benefits pension transfers permissions - April 2021

     FOI Release Date of Release: 09/04/2021
     The FCA provides contact information (name, address, phone, email, website) it holds for all companies and/or individuals who held permissions to carry our defined benefits pension transfers.

194. BSPS DBAAT Instructions [pdf]

     Documents Published: 28/02/2023
     The detailed instructions for completing the British Steel Pension Scheme Defined Benefit Advice Assessment Tool template.

195. FG17/9: Guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers

     Finalised guidance Published: 10/03/2017 Last modified: 02/08/2022
     In GC17/1, we consulted on guidance to update the methodology used to calculate redress for unsuitable pension transfers from a defined benefit pension scheme to a personal pension.

196. Balance of interests

     Speeches Published: 26/06/2013 Last modified: 18/01/2017
     Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.

197. FCA updates on its work on financial advice given to members of the British Steel Pension Scheme (BSPS)

     Statements Published: 11/12/2017 Last modified: 22/06/2020
     The FCA is aware of concerns about the financial advice received by members of the British Steel Pension Scheme (BSPS). The BSPS is being restructured and this has prompted many members to consider if they should transfer out of a Defined Benefit (DB

198. Final Notice 2023: Denis Lee Morgan [pdf]

     Final notices Published: 28/06/2023
     This Final Notice refers to breaches of FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a prohibition and withdrawal of approvals.

199. Mortgage fraud

     Consumers Your rights Published: 04/04/2016 Last modified: 20/03/2023
     If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself.

200. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

201. About our complaints data

     Data Published: 06/05/2016 Last modified: 19/10/2023
     This page provides more information about how the FCA collects and reports complaints data.

202. Workstreams updates

     Statements Published: 16/07/2021 Last modified: 16/07/2021
     Update on Assessing Suitability Review (ASR 2), diagnostic review of business models, review of rules extending SME access to the Financial Ombudsman and de-anchoring remedy for credit cards