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Showing 42 to 51 of 630 search results for defined benefit pensions.

  1. Fines

    Table of fines with links to further information.

  2. Final Notice 2023: Mark Antony Abley [pdf]

    Final notices Published: 26/06/2023
    This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a partial prohibition.

  3. Final Notice 2023: Simon Richard Hughes [pdf]

    Final notices Published: 03/10/2023
    This Final Notice (Simon Richard Hughes) refers to breaches of APER 2, 6 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and withdrawal. A payment of

  4. Final Notice 2023: Geoffrey Edward Armin [pdf]

    Final notices Published: 03/11/2023
    This Final Notice refers to breaches of Statements of Principle 2 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £200,000 is being made to

  5. Assessing the value of financial advice

    Speeches Published: 04/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.

  6. Information on Requirements Notices on Defined Benefit Transfers - May 2022

    FOI Release Date of Release: 31/05/2022
    The FCA provides information on Requirements Notice on Defined Benefit Transfers.

  7. Decision Notice 2023: Darren Antony Reynolds [pdf]

    Decision notices Published: 28/09/2023
    This Decision Notice (Darren Antony Reynolds) refers to breaches of APER 1 and FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty and prohibition should be

  8. Final Notice 2024: William Hofstetter [pdf]

    Final notices Published: 11/03/2024
    This Final Notice (William Hofstetter) refers to a breach of APER Statement of Principle 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been agreed

  9. FG17/9: Guidance for firms on how to calculate redress for unsuitable defined benefit pension transfers [pdf]

    Finalised guidance Published: 27/10/2017 Last modified: 26/03/2021
    We updated the guidance on 26 March 2021 to reflect changes to the way that the Retail Price Index inflation measure is calculated from 2030. 

  10. 2023 fines

    News stories Published: 12/01/2023 Last modified: 04/04/2024
    Enforcement fines published in 2023.

  11. Defined benefit transfer advice review information - October 2020

    FOI Release Date of Release: 05/10/2020
    FCA provides information on the defined benefit transfer advice review.