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Showing 32 to 41 of 630 search results for defined benefit pensions.

32. Fines

    Table of fines with links to further information.

33. Decision Notice 2023: Toni Fox [pdf]

    Decision notices Published: 01/09/2023
    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed.

34. GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers [pdf]

    Guidance consultations Published: 10/03/2017
    We are consulting on updating the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit pension schemes to personal pensions.

35. Final Notice 2023: Mr Paul Steel [pdf]

    Final notices Published: 04/07/2023
    This Final Notice refers to breaches of APER 1, 2 and 4, and COCON 1 and 3 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a prohibition.

36. Information on Defined Benefit transfer permissions - April 2022

    FOI Release Date of Release: 28/04/2022
    The FCA answers multiple questions on defined benefit transfer permissions.

37. Final Notice 2023: Keith Dickinson [pdf]

    Final notices Published: 13/09/2023
    This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £70,000 is being made to the FSCS

38. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes - A report from the Independent Project Board [pdf]

    External research Published: 17/12/2014 Last modified: 15/07/2016
    A report from the Independent Project Board

39. Retirement income market data 2018/19

    Data Published: 25/09/2019 Last modified: 29/09/2020
    This page provides analysis of the latest data from firms on the retirement income market for 2018/19.

40. Final Notice 2023: Andrew John Allen [pdf]

    Final notices Published: 13/09/2023
    This Final Notice refers to breaches of APER 6 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £85,606 is being made to the FSCS

41. Decision Notice 2023: David Brian Price [pdf]

    Decision notices Published: 01/09/2023
    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed

42. Final Notice 2023: Andrew John Deeney [pdf]

    Final notices Published: 28/09/2023
    This Final Notice (Andrew John Deeney) refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions and investments sector. We imposed a financial penalty and prohibition.