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FCA proposes CMC fee price cap
We have published proposals to introduce a price cap on the fees claims management companies (CMCs) charge their customers in relation to claims for financial products and services. -
Thematic review of Retirement Income Advice
Our findings on how the retirement income advice market is working and whether consumers are receiving appropriate advice on meeting their income needs in retirement. -
New financial sanctions measures in relation to Russia
Following the Prime Minister’s statement to the House of Commons on 22 February 2022, the UK has announced a tranche of sanctions on Russia. -
Money laundering and terrorist financing
Find out more about the regulations and risk-based approach to anti-money laundering. -
FCA announces plans to stop CMC phoenixing
New rules being proposed will put a stop to claims management phoenixing across the market. -
FCA decides to fine and ban James Staley
Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case. -
Agile regulation and planning for success
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022 -
Information relating to retirement income advice - March 2020
The FCA provides information relating to retirement income advice. -
Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay. -
FCA warns firms over anti-money laundering failings
We have warned firms about common failings we have found in financial crime controls.