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FCA requests information from firms about delivery of their ongoing advice services and the Consumer Duty
FCA is collecting this information to assess what, if any, further regulatory work it may undertake in this area. -
Proposed new rules to encourage companies to list in the UK and other market improvements set out by financial watchdog
Proposals aimed at making the UK’s listing regime more accessible, effective, and competitive, have today been set out in detail by the Financial Conduct Authority (FCA). -
Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness
Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference. -
PS21/23: Enhancing climate-related disclosures by standard listed companies
We are extending the application of our climate-related disclosure requirements to issuers of standard listed shares and Global Depositary Receipts representing equity shares. -
PS23/2: Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR
We have launched a joint consultation with the Bank of England on changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR. -
PS23/3 – Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules
We set out the final rules for a new financial resilience regulatory return for solo-regulated firms. -
Supervision
Find out more about the FCA's approach to supervising firms. -
Research
All the research published by the Financial Conduct Authority -
Temporary prohibition of short selling
The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. -
Office for Professional Body Anti-Money Laundering Supervision (OPBAS)
OPBAS is the Office for Professional Body Anti-Money Laundering Supervision