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Showing 111 to 120 of 2867 search results for data bulletin.

111. Coronavirus (Covid-19): Information for firms

     Firms Focus areas Published: 17/03/2020 Last modified: 26/08/2020
     Read about the FCA's work on preparing for coronavirus (covid-19), with information for all firm types.

112. Investment advisers’ and authorised firms’ responsibilities when accepting business from unauthorised introducers or lead generators

     News stories Published: 02/08/2016 Last modified: 24/01/2017
     This alert highlights some of the risks arising from authorised firms accepting business from unauthorised introducers/lead generators and/or other authorised firms (the ‘introducer’).

113. The FCA and Practitioner Panel launch joint survey for 2017: findings

     News stories Published: 23/02/2017 Last modified: 03/08/2017
     The Practitioner Panel used to conduct its own survey to understand more about what the industry thinks, while the FCA also conducted a similar survey. In response to feedback, in 2017 we both started to ask firms to complete a single, joint

114. Technical information on RMAR source data

     Data Published: 06/06/2019 Last modified: 23/07/2020
     The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the

115. Considerations for Principals who have Appointed Representatives or Introducer Appointed Representatives (ARs)

     News stories Published: 03/11/2017 Last modified: 03/11/2017
     This alert is relevant to all Principals who have Appointed Representatives or Introducer Appointed Representatives (‘ARs’) regardless of sector.

116. Update on our work around pensions and retirement income

     Market studies Published: 14/07/2016 Last modified: 13/10/2016
     Pensions and retirement income is a priority sector for the FCA, given the fundamental recent changes to the market and further changes to follow in 2017. Read more about our policy work and market monitoring in this area.

117. Supreme Court judgment in FCA’s business interruption insurance test case

     Press Releases Published: 15/01/2021 Last modified: 15/01/2021
     The Supreme Court has delivered its judgment in the Financial Conduct Authority’s (FCA)’s business interruption insurance test case.

118. CP14/9: Client Money held in Individual Savings Accounts

     Consultation papers Published: 11/06/2014 Last modified: 11/06/2014
     CP14/9: Client Money held in Individual Savings Accounts. Consultation papers First published:. 11/06/2014. Last updated: 11/06/2014. Share page. CP14/9: Client Money held in Individual Savings Accounts. We publish proposals to amend client money

119. First meeting of the PRA and FCA’s joint Climate Financial Risk Forum

     Press Releases Published: 12/03/2019 Last modified: 12/03/2019
     On Friday 8 March, the PRA and FCA hosted the first meeting of the Climate Financial Risk Forum (CFRF). The objective of the CFRF is to build capacity and share best practice across financial regulators and industry to advance financial sector

120. AIM Investment Company fined for failing to disclose inside information as soon as possible

     Press Releases Published: 14/12/2017 Last modified: 14/12/2017
     The Financial Conduct Authority (FCA) has today fined Tejoori Limited (Tejoori) £70,000 for failing to inform the market of inside information as required by Article 17(1) of the Market Abuse Regulation (MAR).  This is the first fine the FCA has