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Showing 111 to 120 of 2867 search results for data bulletin.

  1. Coronavirus (Covid-19): Information for firms

    Firms Focus areas Published: 17/03/2020 Last modified: 26/08/2020
    Read about the FCA's work on preparing for coronavirus (covid-19), with information for all firm types.
  2. Investment advisers’ and authorised firms’ responsibilities when accepting business from unauthorised introducers or lead generators

    News stories Published: 02/08/2016 Last modified: 24/01/2017
    This alert highlights some of the risks arising from authorised firms accepting business from unauthorised introducers/lead generators and/or other authorised firms (the ‘introducer’).
  3. The FCA and Practitioner Panel launch joint survey for 2017: findings

    News stories Published: 23/02/2017 Last modified: 03/08/2017
    The Practitioner Panel used to conduct its own survey to understand more about what the industry thinks, while the FCA also conducted a similar survey. In response to feedback, in 2017 we both started to ask firms to complete a single, joint
  4. Technical information on RMAR source data

    Data Published: 06/06/2019 Last modified: 23/07/2020
    The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the
  5. Considerations for Principals who have Appointed Representatives or Introducer Appointed Representatives (ARs)

    News stories Published: 03/11/2017 Last modified: 03/11/2017
    This alert is relevant to all Principals who have Appointed Representatives or Introducer Appointed Representatives (‘ARs’) regardless of sector.
  6. Update on our work around pensions and retirement income

    Market studies Published: 14/07/2016 Last modified: 13/10/2016
    Pensions and retirement income is a priority sector for the FCA, given the fundamental recent changes to the market and further changes to follow in 2017. Read more about our policy work and market monitoring in this area.
  7. Supreme Court judgment in FCA’s business interruption insurance test case

    Press Releases Published: 15/01/2021 Last modified: 15/01/2021
    The Supreme Court has delivered its judgment in the Financial Conduct Authority’s (FCA)’s business interruption insurance test case.
  8. CP14/9: Client Money held in Individual Savings Accounts

    Consultation papers Published: 11/06/2014 Last modified: 11/06/2014
    CP14/9: Client Money held in Individual Savings Accounts. Consultation papers First published:. 11/06/2014. Last updated: 11/06/2014. Share page. CP14/9: Client Money held in Individual Savings Accounts. We publish proposals to amend client money
  9. First meeting of the PRA and FCA’s joint Climate Financial Risk Forum

    Press Releases Published: 12/03/2019 Last modified: 12/03/2019
    On Friday 8 March, the PRA and FCA hosted the first meeting of the Climate Financial Risk Forum (CFRF). The objective of the CFRF is to build capacity and share best practice across financial regulators and industry to advance financial sector
  10. AIM Investment Company fined for failing to disclose inside information as soon as possible

    Press Releases Published: 14/12/2017 Last modified: 14/12/2017
    The Financial Conduct Authority (FCA) has today fined Tejoori Limited (Tejoori) £70,000 for failing to inform the market of inside information as required by Article 17(1) of the Market Abuse Regulation (MAR).  This is the first fine the FCA has