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Sustainability
A tendency to think narrowly about regulatory statements and issues and a lack of focus on root causes. ... Again this is seeking to address core causes of conduct issues and concerns. -
Market Watch 74
n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23. -
Primary Market Bulletin 48
This special edition consults on changes we propose to make to guidance in our Knowledge Base -
MOVEit vulnerability
We are aware of a vulnerability to the secure file transfer application MOVEit that has been impacting organisations and exposing personal data. -
Regulating in a recovery
Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Regulatory Sandbox
The Regulatory Sandbox is for firms wanting to test new products live in the market with real consumers. Find out more about it and how to apply. -
Competing on integrity
Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
The technology challenge
Speech by Martin Wheatley, CEO, the FCA, at Lansons, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Bribery and corruption
Your firm should be vigilant about bribery and corruption. Read more on the steps you can take. -
Call for Input: Consumer investments
This call for input looks across the whole market and considers whether there are systemic issues that need to be fixed.