Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 171 to 180 of 1614 search results for data bulletin issue.

  1. FCA issues first statement of objections to four asset management firms

    Press Releases Published: 29/11/2017 Last modified: 29/11/2017
    The Financial Conduct Authority (FCA) has issued a statement of objections to four asset management firms: Artemis Investment Management LLP, Hargreave Hale Ltd, Newton Investment Management Limited and River & Mercantile Asset Management LLP. The

  2. Product sales data: process related aspects FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: process related aspects FAQs

  3. RegData

    Registers and systems Published: 16/06/2020 Last modified: 13/02/2023
    RegData is the FCA's data collection platform for gathering regulatory data from firms. It replaced Gabriel and makes it easier to submit your firm's data.

  4. The Future of the City

    Speeches Published: 05/02/2018 Last modified: 05/02/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Future of the City dinner.

  5. FG14/7 - Primary Market Bulletin No. 6 and Primary Market Bulletin No. 7

    Newsletters Published: 06/08/2014 Last modified: 03/09/2016
    takeovers. In Primary Market Bulletin No.7 (October 2013), we proposed guidance to amend the Knowledge Base as follows:. ... We summarise the feedback received on these Notes and the course of action taken in respect of each Note in Primary Market

  6. Climate Financial Risk Forum (CFRF)

    Firms Published: 11/08/2019 Last modified: 12/06/2023
    The Climate Financial Risk Forum (CFRF) brings together senior financial sector representatives to share their experiences in managing climate-related risks and opportunities.

  7. Announcement of preliminary accounts: technical Q&A for firms

    Markets Published: 22/03/2020 Last modified: 21/09/2020
    Questions and answers relating to the moratorium on the publication of preliminary financial statements.

  8. Wider Implications Framework

    About us Published: 29/08/2023 Last modified: 22/01/2024
    Find out more about the Wider Implications Framework's role guiding cooperation between members of the regulatory family.

  9. Primary Market Bulletin 46

    Newsletters Published: 19/12/2023 Last modified: 19/12/2023
    This edition covers Article 10 UK MAR and ESG stewardship  and TCFD-aligned disclosures: sponsor procedures.

  10. Assessing suitability

    Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
    FCA outlines the process you should follow to assess suitability of for a client