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Showing 122 to 131 of 546 search results for culture webinar.

122. Culture and Governance

     Read about the FCA's work on culture and governance, including details of how to get involved.

123. Competing on integrity

     Speeches Published: 14/11/2013 Last modified: 30/09/2016
     Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.

124. Tackling the hard questions

     Speeches Published: 28/04/2016 Last modified: 18/01/2017
     Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the

125. Consumer Duty webinar – banking and payments – transcript [pdf]

     Transcripts Published: 13/12/2022
     Consumer Duty webinar – banking and payments – transcript

126. Fair treatment of customers

     Tasks for regulated firms Published: 12/05/2015 Last modified: 15/02/2023
     All firms must be able to show consistently that fair treatment of customers is at the heart of their business model. Learn more about what is expected.

127. Competition impacts of Big Tech in retail financial services

     Events Published: 26/10/2022 Last modified: 15/11/2022
     We are hosting a webinar, panel discussion and roundtables on the possible competition impact of Big Tech firms’ entry into financial services

128. Senior Managers and Certification Regime

     Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
     The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

129. Credit rating agencies

     Focus areas Published: 07/01/2019 Last modified: 30/11/2023
     Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

130. Hart Culture C.I.C. / Hart Culture Credit Union

     Warnings Published: 15/11/2022 Last modified: 15/11/2022
     Hart Culture C.I.C. / Hart Culture Credit Union is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

131. DP18/2: Transforming culture in financial services [pdf]

     Discussion papers Published: 12/03/2018

132. Transcript: Consumer Duty: The next steps [pdf]

     Transcripts Published: 05/01/2024
     A transcript of the we hosted on 6 December 2023 to help firms understand our expectations now the Duty is in force.