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Showing 151 to 160 of 3208 search results for conduct%20risk.

  1. FCA censures Amigo for failing to conduct adequate affordability checks

    Press Releases Published: 14/02/2023 Last modified: 14/02/2023
    The FCA has publicly censured Amigo Loans Ltd for failing to conduct adequate affordability checks on borrowers and guarantors.

  2. Loan-based crowdfunding platforms: summary of our rules

    New firm authorisation Published: 11/05/2015 Last modified: 13/08/2021
    The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities.

  3. Copyright notice and disclaimer

    Last modified: 08/12/2020
    Information about using or copying material on our website (including the Handbook) and terms and conditions for reproducing accompanying materials.

  4. UK Financial Conduct Authority and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit

    Press Releases Published: 08/04/2019 Last modified: 08/04/2019
    The UK Financial Conduct Authority (FCA) and the Australian Securities and Investments Commission (ASIC) today announced they have agreed two Memoranda of Understanding to ensure there is continuity once the UK leaves the European Union. The MoUs

  5. Rent-to-own

    Tasks for regulated firms Published: 18/07/2016 Last modified: 13/02/2023
    The FCA provides information on regulating rent-to-own sector.

  6. The Financial Conduct Authority (FCA) makes senior appointments to drive its transformation

    Press Releases Published: 25/02/2021 Last modified: 26/02/2021
    Nikhil Rathi, Chief Executive of the FCA since October 2020, has now made four further appointments to the FCA’s executive team.

  7. LIBOR transition

    Markets Last modified: 02/04/2024
    As of end-2021, LIBOR has changed. Firms must act now and remove remaining dependencies on LIBOR.

  8. Tribunal directs Financial Conduct Authority to ban former insurance broker

    Press Releases Published: 16/04/2015 Last modified: 16/04/2015
    Tribunal directs Financial Conduct Authority to ban former insurance broker. Press Releases First published:. ... The Upper Tribunal (Tribunal) has directed the Financial Conduct Authority (FCA) to prohibit former insurance broker Stephen Robert Allen on

  9. Logos and photos

    Last modified: 17/02/2023
    Regulated firms, and organisations like lawyers, auditors and event organisers are not permitted to use the FCA logo on any of their documentation or promotional material.

  10. 5 Conduct Questions: Industry Feedback 2019/20 [pdf]

    Market studies Published: 03/09/2020 Last modified: 03/09/2020
    The 5 Conduct Questions are part of the FCA's strategy for supervising wholesale banks. This 2019/20 industry feedback is to help large and small firms consider if any of the approaches to conduct may be effective in their own organisations.