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Showing 61 to 70 of 1113 search results for conduct risk roadshow.

  1. Retail Conduct Risk Outlook 2011 [pdf]

    Business plans Published: 28/02/2011 Last modified: 31/05/2013
    The Retail Conduct Risk Outlook (RCRO) presents our view of current, emerging and potential risks to consumers arising from poor conduct by firms. The outlook aims to inform a dialogue with consumers and firms, increase awareness of risks, and

  2. LIBOR transition

    Markets Last modified: 02/04/2024
    As of end-2021, LIBOR has changed. Firms must act now and remove remaining dependencies on LIBOR.

  3. Market Watch 75

    Newsletters Published: 31/10/2023 Last modified: 31/10/2023
    Newsletter on market conduct and transaction reporting issues, October 2023.

  4. AIFMD

    Focus areas Published: 08/06/2016 Last modified: 06/02/2023
    The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements.

  5. Attestations

    About us How we regulate Published: 20/04/2016 Last modified: 06/04/2022
    How and why we use attestations as a supervisory tool.

  6. Supervision

    About us How we regulate Published: 18/04/2016 Last modified: 13/12/2023
    Find out about the FCA's approach to supervising firms, including why we supervise and how we divide the financial sectors we regulate.

  7. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

  8. FCA risk outlook

    News stories Published: 25/03/2013 Last modified: 23/04/2013
    The Financial Conduct Authority (FCA) will put consumers’ needs at its heart and will focus even more on ensuring there is a fair deal between firms and their customers.

  9. How to find us

    Last modified: 11/08/2021
    We are located in Stratford and accessible by train, tube, car or bus. Our map shows the route from Stratford Station to the FCA building.

  10. Rent-to-own

    Tasks for regulated firms Published: 18/07/2016 Last modified: 13/02/2023
    The FCA provides information on regulating rent-to-own sector.