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Showing 111 to 120 of 1649 search results for conduct risk during.

  1. CCR007 consumer credit data: how to complete the return

    Published: 12/09/2016 Last modified: 02/04/2024
    Most consumer credit firms with limited permission are required to complete the CCR007 return. We provide guidance and information for firms on each question in the form.

  2. Human face of regulation

    Speeches Published: 10/04/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the London School of Economics, London

  3. Financial promotions quarterly data 2022 Q1

    Data Published: 27/04/2022 Last modified: 22/07/2022
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022.

  4. Skilled person reviews

    About us How we regulate Published: 19/04/2016 Last modified: 07/03/2024
    Find out about skilled person reviews, the Skilled Person Panel, and the number of reviews the FCA commissions.

  5. Regulatory Sandbox accepted firms

    Firms Published: 27/03/2022 Last modified: 15/01/2024
    Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

  6. Highlights of the FCA’s new approach in 2021

    Press Releases Published: 31/12/2021 Last modified: 12/01/2022
    Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator

  7. FCA fines Barclays £284,432,000 for forex failings

    Press Releases Published: 19/05/2015 Last modified: 17/11/2021
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.

  8. Young investors driven by competition and hype

    InvestSmart Press Releases Published: 20/10/2021 Last modified: 20/10/2021
    The FCA launches its new InvestSmart Campaign aimed at helping consumers to make better informed investment decisions.

  9. Information for firms during the Brexit implementation period

    Press Releases Published: 30/01/2020 Last modified: 06/10/2020
    On 31 January 2020 at 11pm the UK will leave the European Union (EU) and enter an implementation period, which is due to last until 31 December 2020.

  10. Regulatory priorities for retail banking

    Speeches Published: 23/11/2017 Last modified: 23/11/2017
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Westminster Business Forum on retail banking and payments.
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