Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 112 to 121 of 3356 search results for conduct and culture.

  1. Culture and Governance

    Read about the FCA's work on culture and governance, including details of how to get involved.

  2. Final Notice 2022: Mohammed Ataur Rahman Prodhan [pdf]

    Final notices Published: 18/11/2022
    This final notice refers to a breach of APER 6, and being knowingly concerned in a breach of PRIN 3 in relation to financial crime controls in the retail bank sector. We have imposed a public censure.

  3. FCA introduces new rules on whistleblowing

    Press Releases Published: 06/10/2015 Last modified: 19/04/2016
    The Conduct Rules set out a basic standard for behaviour for all staff covered by the new regimes. ... First annual submission notifying breaches of the Conduct Rules required – end October 2016.

  4. Video: The future shape of markets

    News stories Published: 19/11/2013 Last modified: 11/08/2021
    At the Financial Conduct Authority’s (FCA) first Markets Conference we set out our plans to co-ordinate with international regulators as markets regulation becomes evermore global. Watch our keynote speakers summarise their speeches from the

  5. Regulation in a changing world

    Speeches Published: 21/10/2019 Last modified: 21/10/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.

  6. FCA seeks views on extending the implementation deadlines for the Certification Regime and Conduct Rules

    Press Releases Published: 17/07/2020 Last modified: 11/04/2024
    The FCA has published a consultation paper on making changes to its rules following the extension to the deadline by which FCA solo-regulated firms need to have implemented the Certification Regime.

  7. Our gender and ethnicity pay gaps 2019

    Data Published: 19/11/2018 Last modified: 10/06/2022
    We report on our gender and ethnicity pay gaps.

  8. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

  9. The rapidity of change

    Speeches Published: 22/10/2015 Last modified: 18/01/2017
    Speech by Tracey McDermott, Acting Chief Executive at the Financial Conduct Authority, to be delivered at the City Banquet - Mansion House this evening. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Market Watch 77

    Newsletters Published: 14/02/2024 Last modified: 14/02/2024
    Newsletter on market conduct and transaction reporting issues, February 2024.

  11. FCA Enforcement and the Wholesale Markets

    Speeches Published: 26/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered