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Showing 102 to 111 of 3356 search results for conduct and culture.
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Culture and Governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
Market Watch 66
In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking. -
Data strategy 2020
The data strategy sets out the FCA's vision for 2024 and how it will make better use of its data and analytics to transform how it regulates and delivers its Mission. -
Our investigations – the evolving approach
Speech by Jamie Symington, Director of Investigations at the FCA, at the Legal Week Banking Litigation and Regulation Forum. -
Statement from the Financial Conduct Authority following the announcement by HM Treasury of changes to the Senior Managers’ Regime
Statement from the Financial Conduct Authority following the announcement by HM Treasury of changes to the Senior Managers’ Regime. ... Tracey McDermott, acting chief executive of the FCA, said:. 'Extending the Senior Managers’ and Certification -
The Financial Conduct Authority named as a Best Employer for Race in new listing
The Financial Conduct Authority has today has been named by Business in the Community as one of the UK’s Best Employers for Race in a new listing published today (1 November 2017). -
The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration
The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration. ... Martin Wheatley, Financial Conduct Authority CEO, commented:. "Today’s rules are part of a wider package that is being announced over the -
Fair treatment of customers
All firms must be able to show consistently that fair treatment of customers is at the heart of their business model. Learn more about what is expected. -
Market Watch 75
Newsletter on market conduct and transaction reporting issues, October 2023. -
Accountability, from debate to reality
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the City & Financial conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA v former iSOFT directors
The Financial Conduct Authority (FCA) has today announced that it has decided not to pursue a second retrial in the case against Stephen Graham, Timothy Whiston and John Whelan (formerly of ISoft plc) at Southwark Crown Court. The FCA will also not