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Showing 11 to 20 of 53 search results for compliance@fxopen.
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Compliance and other support
If you decide to get compliance support, it is important to consider what service your firm needs. See what types of support maybe helpful to your firm. -
Regulatory reporting
Find out more about the type of reports you should be sending us to comply with our regulatory requirements. -
Experienced professionals
Find out what we look for in candidates, learn about the wide range of benefits available to our employees and access resources to support your application. -
Executive committees
Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well. -
Innovation: engagement
To maximise the reach of our Innovation initiatives, the FCA engages with firms across the UK and internationally. -
Culture and governance
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the MetricStream Governance, Risk and Compliance Summit in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Sample business plan
If you're applying to be authorised by the FCA, learn what to include in your regulatory business plan (RBP). -
Business Plan 2024/25
Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy. -
Financial promotions data 2023
The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for 1 January 2023 to 31 December 2023. -
Empire Compliance
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.