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Showing 141 to 150 of 857 search results for complaints data submitted by firms.

141. Regulatory reporting

     Tasks for regulated firms Published: 03/05/2016 Last modified: 09/02/2023
     Find out more about the type of reports you should be sending us to comply with our regulatory requirements.

142. AIFMD updates

     Focus areas Published: 08/06/2016 Last modified: 05/07/2023
     There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

143. Publications

     Last modified: 19/03/2024
     Policy and guidance, corporate documents, notices and decisions, data, research and forms

144. Financial Services Register

     Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
     The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

145. TR13/7 - Payment protection insurance complaints: report on the fairness of medium-sized firms’ decisions and redress

     Thematic reviews Published: 25/09/2013 Last modified: 15/11/2016
     TR13/7 - Payment protection insurance complaints: report on the fairness of medium-sized firms’ decisions and redress. ... customers. We found that 6 firms were handling PPI complaints as we would expect but that for the remaining 12 firms there were

146. Information on firm permissions

     FOI Release Date of Release: 23/08/2021
     The FCA responds to a request for information on firm positions

147. Product sales data: process related aspects FAQs

     Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
     Product sales data: process related aspects FAQs

148. FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement

     Press Releases Published: 25/09/2013 Last modified: 29/11/2016
     FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement. ... Six of the firms involved were generally delivering fair outcomes on PPI complaints.

149. Depositaries

     Focus areas Published: 08/06/2016 Last modified: 01/02/2023
     How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund.

150. Securitisation

     Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
     Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,