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Showing 211 to 220 of 1404 search results for complaints data 2011.

211. FSA - GC11/21 [pdf]

     Guidance consultations Published: 08/09/2011 Last modified: 11/07/2016
     Proposed guidance on transaction reporting for transactions on Turquoise Derivatives and derivative transactions conducted through clearing platforms of derivative markets where the reference data for these transactions is not made available to the

212. HiFX (clone)

     Warnings Published: 28/03/2011 Last modified: 15/06/2015
     Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.

213. CoolPass Inc

     Warnings Published: 22/09/2011 Last modified: 04/06/2014
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

214. Mr Insurance

     Warnings Published: 27/01/2011 Last modified: 13/09/2014
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

215. Zane Hegarty

     Warnings Published: 12/08/2011 Last modified: 13/09/2014
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

216. Argentum Caveo

     Warnings Published: 03/08/2011 Last modified: 04/11/2014
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

217. Aggregate Complaints Data 2012 H2 PDF [pdf]

     Published: 15/04/2013 Last modified: 04/08/2016

218. Financial crime

     Tasks for firms Published: 30/07/2015 Last modified: 11/03/2024
     Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime.

219. Regulatory reporting

     Tasks for regulated firms Published: 03/05/2016 Last modified: 09/02/2023
     Find out more about the type of reports you should be sending us to comply with our regulatory requirements.

220. United Wealth

     Warnings Published: 10/02/2011 Last modified: 13/11/2013
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.