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Showing 42 to 51 of 96 search results for complaints data 1 January to 30 June 2016.

42. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

43. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

44. Information provided on dawn raids - August 2020

    FOI Release Date of Release: 11/08/2020
    FCA provides information on dawn raids carried out by the FCA in the first 6 months of 2019 and 2020.

45. Product sales data reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about how to submit product sales data or report a 'nil' return.

46. Most complained about firms and products revealed

    News stories Published: 15/04/2013 Last modified: 29/11/2016
    We have published the number of complaints received by banks, building societies, insurers and mortgage providers during the second half of 2012, and what those complaints were about. If you are thinking about moving your money, comparing mortgages

47. Trends in the high-cost short-term credit market - January 2019

    Data Published: 24/01/2019 Last modified: 24/01/2019
    We have published new data on insights and trends in the high-cost short-term credit (HCSTC, also known as ‘payday lending’) market.  

48. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

49. UK EMIR news

    Markets policy Published: 23/05/2016 Last modified: 02/05/2024
    Read our archive of news relating to EMIR dating back to August 2013.

50. Independent investigation into London Capital & Finance

    Last modified: 23/02/2023
    Read the report of the independent investigation into the events relating to the FCA’s regulation of London Capital & Finance (LCF) following the firm’s failure.

51. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

52. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 02/05/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.