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Showing 112 to 121 of 218 search results for changes unrelated to Brexit.

  1. What makes good conduct regulation?

    Speeches Published: 14/02/2017 Last modified: 14/02/2017
    Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School.
  2. The business of social purpose

    Speeches Published: 26/11/2020 Last modified: 26/11/2020
    A speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, on the business of social purpose.
  3. FCA FIRDS open for firms to test publication from 14 March 2019

    News stories Published: 08/03/2019 Last modified: 15/03/2019
    We have built FCA FIRDS (Financial Instruments Reference Data System) to replace ESMA FIRDS in the UK.
  4. Market Abuse Regulation

    Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.
  5. 1 month to go: FCA reminds firms to be ready for end of transition period

    Press Releases Published: 01/12/2020 Last modified: 01/12/2020
    The FCA has reminded firms to be ready for the end of the transition period in 1 month’s time.
  6. FCA sets out its approach to the share trading obligation

    Press Releases Published: 04/11/2020 Last modified: 04/11/2020
    We confirm our approach to the STO) at the end of the Brexit transition period, if mutual equivalence is not agreed.
  7. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester
  8. FCA statement on short selling bans and reporting

    Markets Short selling Published: 17/03/2020 Last modified: 11/01/2023
    Find out the powers the FCA are provided with by the Short Selling Regulation (SSR).
  9. Statement on the Operation of the MiFID Markets Regime

    Firms Focus areas Published: 06/10/2019 Last modified: 11/01/2023
    Read our statement on the operation of the MiFID Markets Regime after the transition period ends.
  10. Adviser reporting requirements

    Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant.