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Showing 1 to 6 of 6 search results for carillion.

1. Decision Notice 2022: Carillion (in liquidation) [pdf]

   Decision notices Published: 28/07/2022
   The Decision Notice (Carillion (in liquidation)) refers to breaches of the Market Abuse Regulations and Listing Rules, within the issuer’s sector. Our view is that a public censure should be imposed.

2. Primary Markets enforcement outcomes

   Published: 18/02/2021 Last modified: 07/11/2023
   A list of recent Primary Markets enforcement outcomes.

3. FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors

   Press Releases Published: 28/07/2022 Last modified: 28/07/2022
   The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation

4. Warning Notice Statement 20/2 [pdf]

   Warning notices Published: 13/11/2020 Last modified: 13/11/2020
   On 18 September 2020, the Financial Conduct Authority (the FCA) gave Carillion plc (in liquidation since 15 January 2018) and certain previous executive directors of Carillion a warning notice each, proposing to take action in respect of the conduct

5. 2023 fines

   News stories Published: 12/01/2023 Last modified: 04/04/2024
   Enforcement fines published in 2023.

6. Locking down market abuse

   Speeches Published: 08/03/2021 Last modified: 08/03/2021
   Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.