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Showing 1 to 10 of 888 search results for Decision Notices for Carillion.

1. FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors

   Press Releases Published: 28/07/2022 Last modified: 28/07/2022
   The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation

2. Decision Notice 2022: Carillion (in liquidation) [pdf]

   Decision notices Published: 28/07/2022
   The Decision Notice (Carillion (in liquidation)) refers to breaches of the Market Abuse Regulations and Listing Rules, within the issuer’s sector. Our view is that a public censure should be imposed.

3. What we publish

   Last modified: 19/03/2024
   We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.

4. FCA publishes Decision Notice against former Worldspreads CEO for market misconduct

   Press Releases Published: 03/07/2020 Last modified: 03/07/2020
   The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Conor Foley, the former Chief Executive Officer of Worldspreads, fining him £658,900 for market abuse and banning him from performing any roles linked to

5. 2023 fines

   News stories Published: 12/01/2023 Last modified: 04/04/2024
   Enforcement fines published in 2023.

6. Enforcement

   About us How we regulate Published: 21/04/2016 Last modified: 02/04/2024
   Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

7. FCA publishes Decision Notices against three firms and five individuals for acting without integrity in relation to their pension advice business and misleading the FCA

   Press Releases Published: 09/05/2019 Last modified: 09/05/2019
   The Financial Conduct Authority (FCA) has today published Decision Notices in respect of three firms (Financial Page Ltd, Henderson Carter Associates Limited and Bank House Investment Management Limited) and five individuals (Andrew Page, Thomas Ward

8. FCA Final Notice to Finablr plc

   Statements Published: 25/02/2022 Last modified: 25/02/2022
   We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act.

9. Notice of Decision 2024: Topspec Motors Limited [pdf]

   Decision notices Published: 17/05/2024
   This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

10. Enforcement

    About us How we regulate Published: 22/04/2016 Last modified: 22/10/2021
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.