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Showing 91 to 100 of 542 search results for board effectiveness review.

  1. TR13/10 - Outsourcing in the asset management industry

    Thematic reviews Published: 04/11/2013 Last modified: 07/02/2022
    We have published the findings from our review that assessed whether asset managers are effectively mitigating the risks relating to outsourcing.

  2. Dear Chair of the Board Letter - Governance compliance review [pdf]

    Correspondence Published: 22/09/2016
    To assess the extent to which Significant IFPRU Investment Firms are following CRD IV governance requirements.

  3. Oversight Committee

    About us Who we are Published: 11/11/2019 Last modified: 01/09/2023
    The FCA Oversight Committee works with the Financial Ombudsman and the FSCS to ensure they can carry out their roles.

  4. PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules

    Policy statements Published: 02/12/2021 Last modified: 02/12/2021
    We set out our new rules to make primary markets work more effectively for both companies and investors.

  5. CP23/31: Primary Markets Effectiveness Review: Feedback to CP23/10 and detailed proposals for listing rules reforms [pdf]

    Consultation papers Published: 20/12/2023
    CP23/31: Primary Markets Effectiveness Review: Feedback to CP23/10 and detailed proposals for listing rules reforms.

  6. Strengthening wholesale markets

    Focus areas Last modified: 20/12/2023
    We’re reforming our rules to strengthen the UK’s position in global wholesale markets, support growth and competitiveness, and maintain high standards of consumer protection and market integrity.

  7. MiFID II: product governance review

    Multi-firm reviews Published: 26/02/2021 Last modified: 15/04/2021
    In this MiFID II review we looked at product governance in a sample of 8 asset management firms.

  8. Thematic Review 20/1: The effectiveness of Independent Governance Committees and Governance Advisory Arrangements [pdf]

    Thematic reviews Published: 24/06/2020
    We have reviewed the effectiveness of Independent Governance Committees (IGCs) and Governance Advisory Arrangements (GAAs) in improving value for money (VfM) of workplace pensions for customers.

  9. CP21/21: Primary Markets Effectiveness Review [pdf]

    Consultation papers Published: 05/07/2021
    CP21/21: Primary Markets Effectiveness Review.

  10. What we publish

    Last modified: 19/03/2024
    We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.