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Showing 51 to 60 of 542 search results for board effectiveness review.

  1. FCA reforms decision-making to tackle consumer harm

    Press Releases Published: 26/11/2021 Last modified: 26/11/2021
    The FCA has reformed its decision-making process to ensure it can make faster and more effective decisions for consumers, markets and firms.

  2. FCA Research into the issue of de-risking

    News stories Published: 24/05/2016 Last modified: 24/05/2016
    As a result, many banks have undertaken a strategic review of their business and functions, often choosing to focus on their ‘core’ business. ... Delivering a global response to de-risking – we will work with international bodies such as the

  3. Outsourcing in the life insurance sector

    Firms Multi-firm reviews Published: 04/03/2020 Last modified: 12/11/2020
    We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy

  4. September 2014: Internal Audit report: A review of the adequacy and effectiveness of controls for Software Asset Management (SAM) [pdf]

    Corporate documents Published: 21/10/2015 Last modified: 25/01/2016
    This document was submitted to the Treasury Committee on 01 October 2015 and published by them today. This document is a redacted version of an Internal Audit Report submitted to the Audit Committee of the FCA Board. At the request of the Treasury

  5. Agile regulation and planning for success

    Speeches Published: 06/10/2022 Last modified: 06/10/2022
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022

  6. Finding opportunity in a world of uncertainty

    Speeches Published: 30/06/2022 Last modified: 30/06/2022
    Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.

  7. The view from the regulator on Operational Resilience

    Speeches Published: 05/12/2019 Last modified: 05/12/2019
    Speech by Megan Butler, FCA Executive Director of Supervision: Investment, Wholesale and Specialist, delivered on 5 December 2019 at 13.30

  8. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

  9. Our approach to competition

    Corporate documents Published: 19/03/2024 Last modified: 21/03/2024
    The FCA promotes effective competition in the interests of consumers.

  10. Retail banking Consumer Duty multi-firm work

    Multi-firm reviews Published: 14/12/2023 Last modified: 14/12/2023
    The findings from the FCA's Retail Banking Consumer Duty Multi-Firm work.