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Showing 101 to 110 of 542 search results for board effectiveness review.

101. PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules [pdf]

     Policy statements Published: 02/12/2021
     This Policy Statement summarises the feedback received to CP21/21, setting out our policy response to a review of the effectiveness of our primary markets.

102. What we publish

     Last modified: 19/03/2024
     We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.

103. FSA - FG11/4 [pdf]

     Finalised guidance Published: 01/03/2011 Last modified: 20/10/2014
     This letter summarises the key points we discussed during a series of seminars on governance, hosted by our Retail Firms Division (RFD) during October/November 2010. Please share this letter with your Board and consider the issues raised in it.

104. Event costs

     Last modified: 08/04/2024
     Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

105. UK Securities Financing Transactions Regulation (UK SFTR)

     Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
     The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

106. Knowledge Base

     Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
     The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

107. DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion [pdf]

     Discussion papers Published: 26/05/2022
     Our vision on how to make the UK an attractive place for firms and investors

108. Workstreams updates

     Statements Published: 16/07/2021 Last modified: 16/07/2021
     Update on Assessing Suitability Review (ASR 2), diagnostic review of business models, review of rules extending SME access to the Financial Ombudsman and de-anchoring remedy for credit cards

109. CP23/10: Primary Markets Effectiveness Review: Feedback to DP22/2 and proposed equity listing rule reforms [pdf]

     Consultation papers Published: 03/05/2023
     We’re consulting on proposals to replace standard and premium listing share categories with a single listing category for commercial company issuers of equity shares.

110. PS17/22: Review of the Effectiveness of Primary Markets: Enhancements to the Listing Regime [pdf]

     Policy statements Published: 26/10/2017